UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. |
30246C104 |
1 | NAMES OF REPORTING PERSONS: | ||||
Walter P. Carucci |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
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(a) [ ] | |||||
(b) [ ] | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Walter P. Carucci - U.S. Citizen |
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER: | |||
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) |
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6 | SHARED VOTING POWER: | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER: | ||||
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) Uncle Mills Partners - 136,215 Carr Securities Corporation - 1,100 |
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8 | SHARED DISPOSITIVE POWER: | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) Uncle Mills Partners - 136,215 Carr Securities Corporation - 1,100 |
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10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
[ ] | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
Walter P. Carucci - 16.1% (includes the 7.3% owned individually as well as the amounts owned by Uncle Mills Partners and Carr Securities Corporation) |
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12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
Walter P. Carucci - IN
Uncle Mills Partners - PN |
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Carr Securities Corporation - CO |
Item 1(a)
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Name of Issuer. | |
FCCC, Inc. | ||
Item 1(b)
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Address of Issuers Principal Executive Offices. | |
200 Connecticut Ave., 5th Floor Norwalk, CT 06854 |
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Item 2(a)
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Name of Person Filing. | |
Walter P. Carucci Uncle Mills Partners |
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Carr Securities Corporation | ||
Item 2(b)
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Address of Principal Business Office or, if none, Residence. | |
c/o Carr Securities Corporation 14 Vanderventer Ave., Suite 210 Port Washington, NY 11050 |
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Item 2(c)
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Citizenship. | |
Walter P. Carucci is a U.S. Citizen. Uncle Mills Partners is organized under New York law. |
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Carr Securities Corporation is organized under New York law. | ||
Item 2(d)
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Title of Class of Securities. | |
Common Stock, No Par Value | ||
Item 2(e)
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CUSIP Number. | |
30246C104 |
Item 3 | This statement is not filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c). | ||
Item 4 | Ownership. | ||
(a) | Amount
beneficially owned:
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) Uncle Mills Partners - 136,215 Carr Securities Corporation - 1,100 |
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(b) | Percent of Class: Walter P. Carucci - 16.1% (includes the 7.3% owned individually as well as the amounts owned by Uncle Mills Partners and Carr Securities Corporation) Uncle Mills Partners - 8.7% Carr Securities Corporation - 0.1% |
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(c) | Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) Uncle Mills Partners - 136,215 Carr Securities Corporation - 1,100 (ii) Shared power to vote or to direct the vote:
0 (iii) Sole power to dispose or to direct the disposition of:
Walter P. Carucci - 251,511 (includes 114,196 shares owned individually as well as the 136,215 shares owned by Uncle Mills Partners and the 1,100 shares owned by Carr Securities Corporation) Uncle Mills Partners - 136,215 Carr Securities Corporation - 1,100 (iv) Shared power to dispose or to direct the disposition of: 0
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Item 5 | Ownership of Five Percent or Less of a Class. | ||
Not applicable. | |||
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. | ||
Not applicable. | |||
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company or Control Person. | ||
Not applicable. | |||
Item 8 | Identification and Classification of Members of the Group. | ||
Not applicable. | |||
Item 9 | Notice of Dissolution of Group. | ||
Not applicable. | |||
Item 10 | Certification. | ||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
WALTER P. CARUCCI | ||||||
Date: February 9, 2012 | ||||||
By: | Walter P. Carucci | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601 | ||||||
UNCLE MILLS PARTNERS | ||||||
Date: February 9, 2012 | ||||||
By: | Walter P. Carucci, General Partner | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601 | ||||||
CARR SECURITIES CORPORATION | ||||||
Date: February 9, 2012 | ||||||
By: | Walter P. Carucci, President | |||||
By: | /s/ Beth N. Lowson | |||||
Name: Beth N. Lowson | ||||||
Title: Attorney-In-Fact | ||||||
The Nelson Law Firm, LLC | ||||||
White Plains Plaza | ||||||
One North Broadway, Suite 712 | ||||||
White Plains, NY 10601 | ||||||
By: | /s/ Walter P. Carucci | |
Walter P. Carucci | ||